Full text of FIS BROKERAGE & SECURITIES SERVICES LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FIS Brokerage & Securities Services LLC Statement of Financial Condition December 31, 2025 With Report of Independent Registered Public Accounting Firm Thereon** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER # 8-52614 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2025 filing for the period beginning 1/1/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FIS Brokerage & Securities Services, LLC TYPE OF REGISTRANT (check all applicable boxes): | Security-based swap dealer | Major security-based swap participant Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 270 Remington Blvd, Suite A (No. and Street) Bolingbrook 60440 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 630-338-7313 Steven M. Hecker Steven.M.Hecker@fisglobal.com (Email Address) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KMPG LLP (Name - if individual, state last, first, and middle name) Columbus OH 191 W Nationwide Blvd 43215 (Address) (City) (State) (Zip Code) 10/20/2003 185 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY (Name) \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Michael Vogel | , swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------------------|-----------------------------------------------------------------------|----…Read the full text as markdown