Full text of SUPERIOR FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-{)123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| |-----------------|--| #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING _ | ___<br>0_1<br>0_<br>1_12<br>_0_2<br>2<br>_1_<br>_ | AND ENDING __ | ___<br>_<br>1_2_13_1_12_0_2_2 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------------|-------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM:<br>Superior Financial Services, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Security-based swap dealer<br>0 Major security-based swap participant<br>ll9 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | N 168W21931 Main Street | | | | | | | | (No. and Street) | | | | | | | Jackson | WI | | 53037 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | William R Haese | 262-677-9036<br>bhaese@superiorfinancial.biz | | | | | | | (Name) | | (Area Code- Telephone Number)<br>(Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jendrach Accounting and Professional Services, LLC | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | | 4811 South 76th Street, Suite 415 | Greenfield | WI | 53220 | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | 6056<br>11/4/2014 | | | | | | | | rte<br>of Regl~cotloo wrth PCAOB)(;f •ppll~ble) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an in…Read the full text as markdown