SUPERIOR FINANCIAL SERVICES, INC. X-17A-5 (2026-02-26) — Broker-dealer annual report

Full text of SUPERIOR FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION WashingtonD.C.20549 OMBAPPROVAL OM8Nunber:3235-0123 Expires:Nov.30,2026 Estimatedaverageburden hoursperresponse:12 SECEILE NUMBER #### ANNUALREPORTS FORMX-17A-5 ### PART MM/D/ ### FACINGPAGE Informaton Required Pursuant to Rules7a-5.7a-12,and 18a-7under the Securiles Exchange Act of1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING12/31/2025 MM/D/ ### A REGISTRANTIDENTIFICATION NAMEOFFIRM:Superior Financial Services, Inc. TYPEOFREGsTRANT(check al applicableboxes): Broker-dealer □Security-basedswap dealer Check here ifrespondent is aso an OTc derivatives dealer Major security-basedswap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do nOt use aP.O.box nO.) N168W21931MainStreet | | (No.andSee | | |-----------------|----------------------------------------------|------------------------------| | Jackson | WI | 53037 | | Cv) | (state) | (Zip Code | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | William R Haese | 262-677-9036 | bhaese@superiorfinancial.biz | | (Nare) | (AreaCode-Telephone Number) | (mailAddress) | | | B.ACCOUNTANTIDENTIFICATION | | INDEPENDENT PUBLiCACCoUNTANT whose reports arecontained in this flng | | Jendrach Accounting and Professional Services, LLC | | | | |-------------------------------------------------------------------|----------------------------------------------------------|------------------------------------------|---------|--| | | (Name-if individuial,state last, first, and middle name) | | | | | 4811 South 76th Street, Suite 415 Greenfield | | | 53220 | | | (Address | (city | (stete) | ( Code) | | | 11/4/2014 | | 6056 | | | | (DateofRegistratian withPCAOBif applicable)<br>FOROFFICALUSE ONLY | | (PCAoB RegistrationNumber, ifapplicable) | | | Claims for exemption from.the requirement that the annual reports be covered by therepors of anindependent pubic accountant must be supported by a statement offacts and circunstances relied on as the basis ofthe exemption. See 17 CFR240.17a-5(e1)iapplicable. Personswho are to respond tothe collection of information contained in thisform arenot requred to respond unless the form daplays a currenlyvalld OMB controlnuber. {1}------------------------------------------------ ### OATHORAFFIRMATION William RHaese swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Superior Financial Services, Inc. ,asof Fe 22istrue…

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