Full text of SUPERIOR FINANCIAL SERVICES, INC.'s X-17A-5 filed 2024-02-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES OMBAPPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number:3235-0123 Washington,D.C.20549 Estimated average burden Expires:Nov.30,2026 hours per response:12 # ANNUAL REPORTS SEC FILE NUMBER # FORMX-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5,17a-12,and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | |-----------------------------------------------------------------------------|-----------------------------------------------------|---------------------------------------|-----------------------------------------|------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A.REGISTRANT IDENTIFICATION | | | | | Superior Financial Services,Inc<br>NAME OF FIRM | | | | | | TYPE OF REGISTRANT check all applicable boxes) | | | | | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:Do not use a P.O.box no. | | | | | | N168W21931 Main Street | | | | | | | No.and Street | | | | | Jackson | WI | | | 53037 | | (City) | (State) | | | Zip Code | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | William RHaese | 262-677-9036 | | | bhaese@superiorfinancial.biz | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B.ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Jendrach Accounting and Professional Services,LLC | | | | | | | Name-if individual,state lastfirst,and middle name) | | | | | 4811South 76th Street Suite 415 Greenfield | | | WI | 53220 | | (Address) | (City) | | (State) | (Zip Code | | 11/4/2014 | | 6056 | | | | Date of Registration with PCAOB)if applicable | | | PCAOB Registration Number,if applicable | | | | FOR OFFICIAL USE ONLY | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR240.17a-5e)1iiif applicable Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION IWi…Read the full text as markdown