Full text of CF GLOBAL TRADING, LLC's X-17A-5 filed 2021-06-28 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CONSOLIDATED F1NANCIAL STATEMENTS DECEMBER 31, 2020 {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | B-52725 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | __<br>REPORT FOR THE PERIOD BEGINNING | _ o_1_I0_1_I_2_o ___<br>_ | AND ENDING | ___ | __<br>_<br>1_2_/_3_1I_2_0 | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|-------------------|--------------------------------|--| | | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | MM/DD/YY | | | | NAME oF BROKER-DEALER: CF Global Trading, LLC & Subsidiaries | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 60 East 42nd Street, Suite 1455 | | | | | | | | (No. and Street) | | | | | | New York | New York | | 10165 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Edouard Dejoux | | | 212-888-4711 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | WithumSmith+Brown PC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 1411 Broadway, 23rd Floor | New York | NY | | 10018 | | | (Address) | (City) | (State) | | (Zip Code) | | | CHECK ONE: | | | | | | | I<br>✓<br>Certified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in…Read the full text as markdown