Full text of CF GLOBAL TRADING, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CONSOLIDATED F1NANCIAL STATEMENTS DECEMBER 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-52725 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_0\_1\_/0\_1 /\_2\_0\_2\_2\_AND** ENDING **\_\_ 1\_2\_/\_3\_1\_/2\_0\_2\_2\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_C\_F\_G\_lo\_b\_a\_l\_T\_r\_a\_d\_i n\_\_\_\_ccg\_, \_L\_L\_C\_&\_S\_u\_b\_s\_i\_d\_ia\_r\_ie\_s \_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 60 East 42nd Street, Suite 1455 | | (No. and Street) | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|---------------------|-----------------------------------------------|--|--| | New York | New York | | 10165 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark Manzo | 201-519-1905 | mmanzo@cfglobal.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith+Brown PC<br>(Name - if individual, state last, first, and middle name) | | | | | | | 1411 Broadway, 23rd Floor | New York | NY | 10018 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/08/2003 | | PCAOB #100 | | | | | | | | (PCAOB R,g;stcafoo N"mbec, ff a pp!;ca ble) I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information c…Read the full text as markdown