Full text of CF GLOBAL TRADING, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CONSOLlDATEDSTATEMENTOFFINANCIALCONDIDON DECEMBER 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES ANO.EXCHANGE COMM.ISSION Washin~on,** D.C. **20549** 0MB APPROVAL . 0MB Number: 323S-0123 Expires: Nov. 30,.2026 Estfmated average burden hours per response: 12 ## **ANNUAL REPORTS FO.RM ><-17A-5 PARTIII** | SEC FILE NUMBER. | | |------------------|--| | 8-52725 | | ··- .................. ·-·· .. ····-··--- -- ............... ·-·-· ------ ......... ···-··. ~. , ..... , .... , ,,. ,- , ..... ~~-~-~- , ...... ,~ .. ~----~-~---·-·--- **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Ad of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /2023** MM/DD/VY AND. ENDING **12/31/2023** MM/DD/VY **A. R.EGISTRANT IDENTIFICATION** NAME oF FIRM: CF Global Trading, LLC & Subsidiaries TYPEOFREGISTRANT (check all applicable boxes): [!) Broker-dealer □ Security-based swap dealer □ Check here if respondent is.also an OTC derivatives dealer □ Major security~based swap participant ADDRESS.OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P:O. box no.) 60 East 42nd Street, Suite 1455 (No. and Street) New York NY 10165 (City) (State) (iip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Mark Manzo 201-519-1905 tnnianzo@cfglobal.com (Name) (Area Code.-Telephorie Number) (Email Address) **B . .A.CCOUNTANTIDENTIFICATION** INDEPENDENT PUBLICACCOUNTANTwhose reports are contained in this filing\* WithumSmith+Brown PC (Name - if individual, state last, first, and middle name) 1411 Broadway, 23rd Floor New York NY 10018 {Address) (City) (State) (Zip Code) 10/08/2003 PCAOB#100 (Date of Registration with PCAOB)(if applicable) {PCAOB .Registration Number, .if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption .from the .requirement that the annual reports be covered by the reports ofan independent public accountant must be supported by a statement of facts and circumstances .relled on as the basis cifthe exemption. See 17 CFR 240.17a-S(e}(i)(il), 1f applicable, Porsons who 11re< to rei:pon~ to t~e collection·of information coritalne,Un this form are not required to respond unless the.form displays a currently valid 0MB control number. | | | (No. and Street) | | | | |-------------------------------------------------------------------------|--|------------------------------------------------------------|---------|-----------------------|…Read the full text as markdown