Full text of SANDERLIN SECURITIES, LLC's X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### SANDERLIN SECURITIES, L.L.C. # AUDITED FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-52906 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___ 0<br>0 ___<br>0_<br>2_<br>0_<br>2_<br>11_<br>11_<br>_<br>MM/DD/YY | AND ENDING | 0 __<br>___ 1<br>2_<br>13_1_<br>12_0_<br>2_<br>_<br>_<br>MM/DD/YY | | | | |-------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|---------------|-------------------------------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | Sanderlin Securities, LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | 5170 Sanderlin Avenue, Suite 102 | | | | | | | | | (No. and Street) | | | | | | | Memphis | TN | | 38117 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>John M. Kamler | | | 901-683-1903 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | Ohab and Company, P.A. | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 100 E. Sybelia Avenue, Suite 130 | Maitland | FL | 32751 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstan…Read the full text as markdown