Full text of SANDERLIN SECURITIES, LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-52906 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|--|----------------------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 0 1/01 /23 | | | | AND ENDING 12/31 /23 | | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : Sanderlin Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 5050 Poplar Ave. ste. 618 | | | | | | | | | (No. and Street) | | | | | Memphis | | TN | | | 38157 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | | | | | John Matthew Kamler | | 901-6831903 | | | matt@sanderlinsecurities.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | | FL | 32751 | | (Address) | | (City) | | (State) | (Zip Code) | | JULY 28, 2004 | | | | 1839 | | | l"<br>of Reglmatloa with PCAOB )lit applicable) | | FOR OFFICIAL USE ON L V | | | {PCAOB ReglmaMo N ,mbec, if applicable) I | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to…Read the full text as markdown