Full text of SANDERLIN SECURITIES, LLC's X-17A-5 filed 2022-03-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** 8-52906 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING __ | ____<br>0_1_/0_1l_2_02_1 | AND ENDING ___ | __<br>12_/_3_1/_20_2_1 | _ | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|------------------------------------------|---| | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: __<br>s_a_n_d_e_rli_n_S_e_c_u_rit_ie_s_, _L_Lc | | | ____________________ | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>,¢Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 5050 Poplar Ave, ste. 618 | | | | | | | (No. and Street) | | | | | Memphis | TN | | 38157 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John "Matthew" Kamler | 901-683-1903 | | matt@sanderlinsecuritites.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ohab and Company, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E. Sybelia Ave., ste. 130 | Maitland | FL | 32751 | | | (Address) | (City) | | (State)<br>(Zip Code) | | | July 28, 2004 | | 1839 | | | | rt•<br>of Reglst,atloo with PCAOB )(If a pp Ilea ble I | FOR OFFICIAL USE ONLY | | [PCAOB Reglmatloo N,mbe,, If applicable) | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown