Full text of WILLOW COVE INVESTMENT GROUP, INC.'s X-17A-5 filed 2021-03-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **WILLOW COVE INVESTMENT GROUP, INC.** # **FINANCIAL STATEMENTS** **For the year ended December 31, 2020** *With* **INDEPENDENT AUDITORS' REPORT THEREON**  {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL **0MB Number:** 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-53062 | | | | | **FACING PAGE Information Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | ------<br>---- | | AND ENDING 12/31/2020 | | |------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|--------------------------------|--| | | -<br>MM/DD/ Y Y | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: WILLOW COVE INVESTMENT GROUP, INC. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 5887 T BAR LANE | | | | | | | (No. and Street) | | | | | WINNECONNE | WI | | 54986 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>MICHAEL LOSSE | | | 858-404-0677 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | OHAB AND COMPANY | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 E. SYBELLA AVE. SUITE 130 MAITLAND | | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>B<br>✓<br>Certified Public Accountant<br>Public Accountant | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the coll…Read the full text as markdown