Full text of WILLOW COVE INVESTMENT GROUP, INC.'s X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENTS For the year ended December 31, 2021 *With* INDEPENDENT AUDITORS' REPORT THEREON  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | 8-53062 | **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2021** MM/DD/YY AND ENDING **12/31/2021** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: WILLOW COVE INVESTMENT GROUP, INC. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer O Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5887 T BAR LANE (No. and Street) WINNECONNE WI 54986 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING MICHAEL LOSSE 858-404-0677 MLOSSE@WILLOWCOVE.NET (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* OHAB AND COMPANY, PA (Name - if individual, state last, first, and middle name) 100 E SYBELIA AVE, SUITE 130 MAITLAND FL 32751 (Address) (City) (State) (Zip Code) JULY 28, 2004 1839 l" **of R,g;st,atloo w;th PCAOBJ(;f apphcable) FOR OFFICIAL USE ONLY (PCAOB R,g;stratloo N,mbe,, ;r applkable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### OATH OR **AFFIRMATION** I, MICHAEL LOSSE swear (or affirm} that to the best of my knowledge and belief, the financial report pertaining to the firm of WILLOW COVE INVESTMBffGROUP, NC. as of DECEMBER 31 2~ is true and correct. I further swear (or affirm) that neither…Read the full text as markdown