WILLOW COVE INVESTMENT GROUP, INC. X-17A-5 (2023-03-06) — Broker-dealer annual report

Full text of WILLOW COVE INVESTMENT GROUP, INC.'s X-17A-5 filed 2023-03-06 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **WILLOW COVE INVESTMENT GROUP, INC.** # **FINANCIAL STATEMENTS** **For the year ended December 31, 2022** *With* **INDEPENDENT AUDITORS' REPORT THEREON** ![](_page_0_Picture_5.jpeg) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | 8-53062 # ANNUAL REPORTS FORM X-17A-5 PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | | | 12/31/2022 | | | | AND ENDING<br>MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: WILLOW COVE INVESTMENT GROUP, INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer ___ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | _ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 5887 T BAR LANE | | | | | | | | | (No. and Street) | | | | | WINNECONNE | | WI | | 54986 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MICHAEL LOSSE | 858-404-0677 | | | MLOSSE@WILLOWCOVE.NET | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>OHAB AND COMPANY, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | ட | 32751 | | | (Address) | (City) | | (State) | (Zip Code) | | | JULY 28, 2004 | | | 1839 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of a…

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