LEGG MASON INVESTOR SERVICES, LLC X-17A-5 (2017-05-24) — Broker-dealer annual report

Full text of LEGG MASON INVESTOR SERVICES, LLC's X-17A-5 filed 2017-05-24 (period 2017-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LEGG MASON INVESTOR SERVICES, LLC
• Form: X-17A-5
• Filed: 2017-05-24
• Period: 2017-03-31
• Accession: 0001132573-17-000006
• CIK: 1132573
• File #: 8-53089
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Baltimore, MD
• Contact: Nicholas DeNichilo
• Phone: 410-454-2926
• Signed by: Nicholas DeNichilo (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001132573 XXXXXXXX LIVE false false false 04-01-2016 03-31-2017 Broker-dealer N LEGG MASON INVESTOR SERVICES, LLC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 Nicholas DeNichilo 410-454-2926 PricewaterhouseCoopers LLP 100 East Pratt Street Ste 1900 Baltimore MD 21202 Certified Public Accountant Nicholas DeNichilo LEGG MASON INVESTOR SERVICES, LLC 05-24-2017 Nicholas DeNichilo Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2025-12-09
• X-17A-5 — 2024-11-20
• X-17A-5 — 2023-11-30
• X-17A-5 — 2022-11-01
• X-17A-5 — 2021-11-24
• X-17A-5 — 2020-05-29
• X-17A-5 — 2019-05-24
• X-17A-5 — 2018-05-30
• X-17A-5 — 2016-05-02
• X-17A-5 — 2015-05-29
• X-17A-5 — 2014-05-28
• X-17A-5 — 2013-05-28

Original filing on SEC EDGAR (source of record)