Full text of Franklin Distributors, LLC's X-17A-5 filed 2025-12-09 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-53089 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_09/30/25 filing for the period beginning \_10/01/24 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Franklin Distributors, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # One Franklin Parkway | | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------------|--|--------------------------------|----------------------------------------|--------------------------------------------| | San Mateo | | CA | | 94403-1906 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Paterson | | (801) 952-3309 | david.paterson@franklintempleton.co.uk | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 405 Howard Street, Suite 600 San Francisco | | | CA | 94105 | | (Address) | | (City) | (State) | (Zip Code) | | 10/20/03 | | | 238 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | David Paterson | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------…Read the full text as markdown