LEGG MASON INVESTOR SERVICES, LLC X-17A-5 (2018-05-30) — Broker-dealer annual report

Full text of LEGG MASON INVESTOR SERVICES, LLC's X-17A-5 filed 2018-05-30 (period 2018-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LEGG MASON INVESTOR SERVICES, LLC
• Form: X-17A-5
• Filed: 2018-05-30
• Period: 2018-03-31
• Accession: 0001132573-18-000006
• CIK: 1132573
• File #: 8-53089
• Material weakness: No
• Auditor: PricewaterhouseCoopers, LLP
• Auditor location: Baltimore, MD
• Contact: Tyler Littleton
• Phone: 410-454-2904
• Signed by: Jacqueline Diehm (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001132573 XXXXXXXX LIVE true false false 04-01-2017 03-31-2018 Broker-dealer N LEGG MASON INVESTOR SERVICES, LLC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 Tyler Littleton 410-454-2904 PricewaterhouseCoopers, LLP 100 East Pratt Street, Ste. 1900 Baltimore MD 21202 Certified Public Accountant Jacqueline Diehm LEGG MASON INVESTOR SERVICES, LLC 03-31-2018 Jacqueline Diehm Chief Financial Officer Y

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Original filing on SEC EDGAR (source of record)