CAPITAL MANAGEMENT OF THE CAROLINAS, LLC X-17A-5 (2017-02-22) — Broker-dealer annual report

Full text of CAPITAL MANAGEMENT OF THE CAROLINAS, LLC's X-17A-5 filed 2017-02-22 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
• Form: X-17A-5
• Filed: 2017-02-22
• Period: 2016-12-31
• Accession: 0001135105-17-000001
• CIK: 1135105
• File #: 8-53149
• Material weakness: No
• Auditor: GreerWalker LLP
• Auditor location: Charlotte, NC
• Contact: Rebecca Douglass
• Phone: 704-332-3131
• Signed by: Kenneth Lee Carter Jr. (VP/Partner/CFO)

Document text (excerpt)

X-17A-5 0001135105 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N CAPITAL MANAGEMENT OF THE CAROLINAS, LLC 1520 SOUTH BOULEVARD, SUITE 230 CHARLOTTE NC 28203 Rebecca Douglass 704-332-3131 GreerWalker LLP 227 West Trade Street, Ste 1100 Charlotte NC 28202 Certified Public Accountant Kenneth Lee Carter Jr. CAPITAL MANAGEMENT OF THE CAROLINAS, LLC 12-31-2016 Kenneth Lee Carter, Jr. VP/Partner/CFO Y

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Original filing on SEC EDGAR (source of record)