Full text of CAPITAL MANAGEMENT OF THE CAROLINAS, LLC's X-17A-5 filed 2026-02-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | AND ENDING 12/31/2025 | | | |---------------------------------------------|----------|-----------------------|----------|--| | | MM/DD/VY | | MM/DD/YY | | | A. REGISTRANT IDENTIRCA TION | | | | | NAME oF FIRM: Capital Management of the Carolinas, LLC **TYPE OF REGISTRANT (check all applicable boxes):** l:!l **Broker-dealer** □ **Security-based swap dealer** D Check here **if respondent** is **also an** OTC **derivatives dealer** □ Major security-based swap participant OMBAPPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE **NUMBER** 8-53149 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1520 South Blvd., Suite 230 | (No. and Street) | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------|--------------------------------------------|--| | Charlotte | NC | | 28203 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sherri Lynn Yager | 704-332-3131 ext. 238 | | syager@capitalmc.com | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>GreerWalker, LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | 227 West Trade St., Suite 11 oo Charlotte | | NC | 28202 | | | (Address) | (City) | (State) | (Zip Code) | | | 06/07/2005 | | 2324 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* aaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays…Read the full text as markdown