CAPITAL MANAGEMENT OF THE CAROLINAS, LLC X-17A-5 (2020-02-11) — Broker-dealer annual report

Full text of CAPITAL MANAGEMENT OF THE CAROLINAS, LLC's X-17A-5 filed 2020-02-11 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
• Form: X-17A-5
• Filed: 2020-02-11
• Period: 2019-12-31
• Accession: 0001135105-20-000001
• CIK: 1135105
• File #: 8-53149
• Material weakness: No
• Auditor: GreerWalker LLP
• Auditor location: Charlotte, NC
• Contact: Sherri Yager
• Phone: 704-332-3131
• Signed by: Rebecca G. Douglass (VP/Partner/CCO)

Document text (excerpt)

X-17A-5 0001135105 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CAPITAL MANAGEMENT OF THE CAROLINAS, LLC 1520 SOUTH BOULEVARD, SUITE 230 CHARLOTTE NC 28203 Sherri Yager 704-332-3131 GreerWalker LLP 227 West Trade Street, Ste 1100 Charlotte NC 28202 Certified Public Accountant Rebecca G. Douglass CAPITAL MANAGEMENT OF THE CAROLINAS, LLC 02-11-2020 Rebecca G. Douglass VP/Partner/CCO Y

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• X-17A-5/A — 2018-02-23
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• X-17A-5 — 2017-02-22
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Original filing on SEC EDGAR (source of record)