KATALYST SECURITIES LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of KATALYST SECURITIES LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KATALYST SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001139140-17-000002
• CIK: 1139140
• File #: 8-53260
• Material weakness: No
• Auditor: Lerner & Sipkin, CPAs, LLP
• Auditor location: New York, NY
• Contact: Jennifer Goro
• Phone: 2124006993
• Signed by: Paul Ehrenstein (Partner, FinOP)

Document text (excerpt)

X-17A-5 0001139140 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N KATALYST SECURITIES LLC 23-50 38TH ST 2ND FLOOR ASTORIA NY 11105 Jennifer Goro 2124006993 Lerner & Sipkin, CPAs, LLP 132 Nassau Street Suite 1023 New York NY 10038 Certified Public Accountant Paul Ehrenstein KATALYST SECURITIES LLC 12-31-2016 Paul Ehrenstein Partner, FinOP Y

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• X-17A-5 — 2020-03-11
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-06-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-05
• X-17A-5 — 2013-04-02
• X-17A-5 — 2012-03-19
• X-17A-5 — 2011-03-25

Original filing on SEC EDGAR (source of record)