Full text of KATALYST SECURITIES LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # KATALYST SECURITIES, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-53260 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|------------------------|--|--|--|--|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>MM/DD/YY | AND ENDING | 12/31/2022<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | Katalyst Securities LLC<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer __ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 655 Third Avenue, 18th floor | | | | | | | | | | | (No. and Street) | | | | | | | | | New York | NY | | 10017 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Jennifer Goro | 212-400-6993 | jag@katalystsecurities.com | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | | | Weisberg, Mole, Krantz & Goldfarb LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | 185 Crossways Park Drive Woodbury | | NY | 11797 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 12-14-2004 | | 2107 | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accoun…Read the full text as markdown