Full text of KATALYST SECURITIES LLC's X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **KATALYST SECURITIES, LLC (A Limited Liability Company)** # **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2020** {1}------------------------------------------------ # **KATALYST SECURITIES, LLC (A Limited Liability Company)** ## **DECEMBER 31, 2020** # **TABLE OF CONTENTS** Independent Auditors' Report | | Page | |-------------------------------------|------| | Statement of Financial Condition 1 | | | Notes to Financial Statement 2-6 | | {2}------------------------------------------------  420 Lexington Av<: .. St(I. 2160, NY, NY 10170 Tel 212.571.0064/ Fax 212.571.0074 Jay Lerner, l:.P.A. Joseph G. Stpktn, C.P.A. jlcrner@lerncrslpkin.com Jslpkln@lcrnerslpkln.mHn #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Members of Katalyst Securities LLC 655 Third Avenue, 18th Floor New York, NY 10017 #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Katalyst Securities LLC as of December 31, 2020, and the related notes ( collectively referred to as the financial statement). In our opinion, the statement of financial condition presents fairly, in all material respects, the financial position of Katalyst Securities LLC as of December 31, 2020 in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** The financial statement is the responsibility of Katalyst Securities LLC's management. Our responsibility is to express an opinion on Katalyst Securities LLC's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to Katalyst Securities LLC in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evid…Read the full text as markdown