Full text of GREAT POINT CAPITAL LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2019 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------  {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: 3235-0123** Expires: August 31, 2020 Estimated average burden hours per response ..........12.00 **SEC FILE NUMBER** **8-53402** #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART lll** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/19** AND ENDING **12/31/19 MM/DD/YY MM/DD/YY** ## **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: **GREAT POINT CAPITAL, LLC** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 200 West Jackson Blvd., Suite 1000 | | | | |------------------------------------|----------|------------|--| | (No. and Street) | | | | | Chicago | Illinois | 60606 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* ## **Ryan & Juraska LLP, Certified Public Accountants** (Name – if individual, state last, first, middle name) | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | |----------------------------------------|---------|----------|------------| | (Address) | (City) | (State) | (Zip Code) | **CHECK ONE:** [ X ] Certified Public Accountant [ ] Public Accountant [ ] Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). **OFFICIAL USE ONLY** **FIRM ID. NO.** (Area Code – Telephone No) **Tom Evey (312) 356-4405** {3}------------------------------------------------  **RYAN & JURASKA LLP** # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Members of Great Point Capital, LLC ### **Opinion on the Financial Statement** We have audited the accom…Read the full text as markdown