Full text of GREAT POINT CAPITAL LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES PURSUANT TO SEC RULE 17a-5(d) December 31, 2025 AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB APPROVAL OMB Number: 3235-0123 Expires: November 30, 2026 Estimated average burden hours per response ..........12.00 SEC FILE NUMBER 8-53402 #### ANNUAL REPORT FORM X-17A-5 PART lll FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31/25 MM/DD/YY MM/DD/YY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: #### GREAT POINT CAPITAL LLC TYPE OF REGISTRANT (check all applicable boxes): [X] Broker-dealer ☐ Security-based swap dealer. ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 200 West Jackson Blvd., Suite 1000 | |------------------------------------| | | (No. and Street) | Chicago | Illinois | 60606 | | |---------|----------|------------|--| | (City) | (State) | (Zip Code) | | #### PERSON TO CONTACT WITH REAGARD TO THIS FILING Gabriel Mengin (312) 356-4405 (Area Code – Telephone No) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this Filing\* #### Ryan & Juraska, LLP, Certified Public Accountants (Name – if individual, state last, first, middle name) | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | | |-----------------------------------------------------------------------------------------------|--------------------------------------------|----------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | _____3/24/2009______________________________________________________________3407_____________ | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to…Read the full text as markdown