Full text of GREAT POINT CAPITAL LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2023 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL OMB Number: 3235-0123** Expires: November 30, 2026 Estimated average burden hours per response ..........12.00 **SEC FILE NUMBER** **8-53402** #### **ANNUAL REPORT FORM X-17A-5 PART lll** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING **01/01/23** AND ENDING **12/31/23 MM/DD/YY MM/DD/YY** #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: #### **GREAT POINT CAPITAL, LLC** TYPE OF REGISTRANT (check all applicable boxes): [X] **Broker-dealer** ☐ **Security-based swap dealer.**☐ **Major security-based swap participant** ☐ Check here if respondent is also an OTC derivatives dealer **200 West Jackson Blvd., Suite 1000** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | (No. and Street) | | | | |------------------|----------|------------|--| | Chicago | Illinois | 60606 | | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REAGARD TO THIS FILING **Gabriel Mengin (312) 356-4405** ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this Filing\* #### **Ryan & Juraska, LLP, Certified Public Accountants** (Name – if individual, state last, first, middle name) | 141 West Jackson Boulevard, Suite 2250 | Chicago | Illinois | 60604 | | |-----------------------------------------------------------------------------------------------|---------|----------|--------------------------------------------|--| | (Address) | (City) | (State) | (Zip Code) | | | _____3/24/2009______________________________________________________________3407_____________ | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are no…Read the full text as markdown