Full text of BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC's X-17A-5 filed 2023-08-08 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (An indirect subsidiary of Broadridge Financial Solutions, Inc.) <SEC ID No 8-53412) ## ST A TEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* Filed pursuant to Rule l 7a-S(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ ## UNITED ST A TES SECURITfES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** III ## **FACING PAGE** ## **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_ 0"'"'7c,.;I0"-'l""" /2=2'---- AND ENDING MM/DDNY ## **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Broadridge Business Process Outsourcing, LLC (an indirect subsidiary of Broadridge Financial Solutions, Inc.) TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 300 Executive Drive Suite I | Edgewood | | |----------|--| (No. and Street) (City) NY (State) PERSON TO CONTACT WITH REGARD TO THIS FILING | Charles E. Sax | (631) 257-4899 | Charles.Sax@Broadridge.Com | |----------------|-----------------------------------|----------------------------| | (Name) | (Area Code -<br>Telephone Number) | (Email address) | #### **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"' Deloitte & Touche LLP (Name - if *individual, state last,first, and middle name)* | 30 Rockefeller Plaza | New York | | NY | IO I 12-0015 | | |---------------------------------------------------|----------|----|--------------------------------------------|--------------|--| | (Address) | (City) | | (State) | (Zip Code) | | | I 0/20/2003 | | 34 | | | | | (Date of Registration with PCAOB) (if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | **FOR OFFICIAL USE ONLY** • *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5{e)(J)(ii),* if *applicable.* **Persons who are to respond to the collection of information contai…Read the full text as markdown