Full text of BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC's X-17A-5 filed 2024-08-08 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (An indirect subsidiary of Broadridge Financial Solutions, lnc.) (SEC I D No 8-53412) # ST A TEMENT OF FfNANClAL CONDITION AS OF JUNE 30, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* Filed pursuant to Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | |---------------------------| | 0 MB Number: 3235-01 23 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-5341 2 | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART III | | ### **FACING PAGE** Information Required Pursuant to Rules l 7a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINN<br>ING<br>_ | _<br>_ 0~7~/0~l"'"" /2=3 _<br>_ | _ AND EN<br>DIN G | 06/30/24 | |------------------------------------------|---------------------------------|-------------------|----------| | | MM/DD/YY | | MM/DD/YY | #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Broadridge Business Process Outsourcing. LLC (an indirect subsidiary of Broadridge Financial Solutions. Inc.) | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | |--------------------------------------------------|--|--|--|--|--|--|--|--|--| |--------------------------------------------------|--|--|--|--|--|--|--|--|--| ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 300 Executive Drive Suite I Edgewood (City) (No. and Street) NY (State) PERSON TO CONT ACT WITH REGARD TO THIS FILING Charles E. Sax (631) 257-4899 (Name) (Area Code - Telephone Number) **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Delo itte & Touche LLP 11 7 17-8382 (Zip Code) Charles.Sax@Broadridge.Com (Email address) (Name - *if individual, state /ast, jirst, and middle name)* 30 Rockefeller Plaza (Address) 10/20/2003 **(Dato •rog;strahon w;th PCA OB) (ff applicable)** New York **NY** 10112-001 5 (City) (State) (Zip Code) 34 (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** I \* *Claims for exemption from the requirement t…Read the full text as markdown