Full text of BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC's X-17A-5 filed 2026-08-04 (period 2026-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (An indirect subsidiary of Broadridge Financial Solutions, Inc.) CSEC I.D. No. 8-53412) # ST A TEMENT OF FINANCIAL CONDITION AS OF JUNE 30, 2026 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ # UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-53412 # **ANNUAL REPORTS FORM X-17A-5 PART** III # **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING --~0~7~0=l/=25~-- / AND ENDING MM/DD/YY 06/30/26 MM/DD/YY # **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Broadridge Business Process Outsourcing. LLC (an indirect subsidiary of Broadridge Financial Solutions. Inc.) TYPE OF REGISTRANT (check all applicable boxes): l2fl Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 300 Executive Drive Suite 1 (No. and Street) | Edgewood | NY | 11717-8382 | | |---------------------------------------------------------------|----------------------------------------------------------------------------|-----------------|--------------------------------------------| | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Charles E. Sax | {631) 257-4899 | | Charles.Sax@Broadridge.Com | | (Name) | (Area Code -<br>Telephone Number) | (Email address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | Deloitte & Touche LLP | | | | | | if individual, state last, first, and middle name)<br>(Name - | | | | 30 Rockefeller Plaza | New York | NY | 10112-0015 | | (Address) | (City) | (State) | (Zip Code) | | | | 34 | | | 10/20/2003<br>(Date oregistration with PCAOB) (if applicable) | | | (PCAOB Registration Number, if applicable) | \* *Claims for exemption from the requirement that the annual reports be covered by the reports of an indepen…Read the full text as markdown