Full text of RCX CAPITAL GROUP, LLC's X-17A-5/A filed 2022-04-05 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ RCX Capital Group, LLC Financial Report December 31, 2021 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-53416 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2021 and ending 12/31/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: RCX Capital Group, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ് Security-based swap dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2002 Timberloch Place, Suite 200 (No. and Street) The Woodlands 77381 Texas (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Jean-Louis Guinchard 858-232-5887 Jguinchard@rcxcapitalgroup.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* McBee & Co., P.C. (Name - if Individual, state last, first, and middle name) 718 Paulus Avenue Texas Dallas 75214 (Address) (City) (State) (Zip Code) 9/22/2009 3631 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1){ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Jean-Louis Guinchard | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|---------| | financial report pertaining to the firm of _RCX Capital Group. LLC | | . as of | | December 31 | , 204 I…Read the full text as markdown