Full text of RCX CAPITAL GROUP, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden llours per response: 12 > SEC FILE NUMBER 8-53416 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01 /2022 AND ENDING 12/31 /2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: RCX Capital Group, LLC TYPE OF REGISTRANT (check all applicable boxes): IZI Broker-dealer D Security-based swap dealer D Major security-based swap participant C Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 2002 Timberloch Place, Suite 200 | | |----------------------------------|--| |----------------------------------|--| | | (No. and Street) | | | |---------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------|--| | The Woodlands | Texas | 77380 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jean-Louis Guinchard | 858-232-5887 | Jguinchard@rcxcapitalgroup.com | | | (Name} | (Area Code - Telephone Number} | (Email Address} | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | McBee & Co., P.C. | | | | | | (Name- if individual, state last, first, and middle name} | | | | 718 Paulus Avenue | Dallas | Texas | 75214 | |--------------------------------------------|-----------------------|----------------------------------------|------------| | (Address) | (City) | (State) | (Zip Code) | | 9/22/2009 | | 3631 | | | rte<br>of RegjWaUon w•h PCAOB)(• applkab~J | | (PCAOB RefOstraUon Numbe" • ap~l<able) | I | | | FOR OFFICIAL USE ONLY | | | | | | | | •Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--------------------------------…Read the full text as markdown