Full text of RCX CAPITAL GROUP, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART Ill | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-53416 | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01 /2023 MM/DD/VY MM/DD/VY A. REGISTRANT IDENTIFICATION # NAMEoFFIRM: RCX Capital Group, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent Is also an OTC derivatives dealer AND ENDING 12/31 /2023 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2002 Timberloch Place, Suite 200 | (No. and Street) | | |-------------------------------------------------------------|-----------------------| | | 77380 | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Jean-Louis Guinchard | | | (Name)<br>(Area Code - Telephone Number)<br>(Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | Texas<br>858-232-5887 | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # McBee & Co., P.C. | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|----------|------------------------------------------------------------------------------------------------------------------------|---------------------------------|------------| | 718 Paulus Avenue | | Dallas | Texas | 75214 | | (Address) | | (City) | (State) | (Zip Code) | | 09/22/2009 | | | 3631 | | | (Date of Re istration with PCAOB If a | llcable) | | PCAOB Re istration Number, if a | llcable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}----------------------…Read the full text as markdown