THE SECURITIES GROUP, LLC X-17A-5 (2016-02-22) — Broker-dealer annual report

Full text of THE SECURITIES GROUP, LLC's X-17A-5 filed 2016-02-22 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: THE SECURITIES GROUP, LLC
• Form: X-17A-5
• Filed: 2016-02-22
• Period: 2015-12-31
• Accession: 0001146248-16-000003
• CIK: 1146248
• File #: 8-53635
• Material weakness: No
• Auditor: Watkins Uiberall, PLLC
• Auditor location: Memphis, TN
• Contact: Christie Michelle Vincent
• Phone: 901-328-4814
• Signed by: Christie Michelle Vincent (President)

Document text (excerpt)

X-17A-5 0001146248 XXXXXXXX 008-53635 LIVE true true false 01-01-2015 12-31-2015 Broker-dealer N THE SECURITIES GROUP, LLC 6465 NORTH QUAIL HOLLOW ROAD SUITE 400 MEMPHIS TN 38120-1417 Christie Michelle Vincent 901-328-4814 Watkins Uiberall, PLLC 1661 Aaron Brenner Dr. Ste 300 Memphis TN 38120 Certified Public Accountant Christie Michelle Vincent THE SECURITIES GROUP, LLC 12-31-2015 Christie Michelle Vincent President Y

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• X-17A-5 — 2017-02-23
• X-17A-5 — 2015-02-23
• X-17A-5 — 2014-02-21
• X-17A-5 — 2013-02-06
• X-17A-5 — 2012-02-14
• X-17A-5 — 2011-02-15

Original filing on SEC EDGAR (source of record)