SECURITIES GROUP, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of SECURITIES GROUP, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SECURITIES GROUP, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001146248-20-000002
• CIK: 1146248
• File #: 8-53635
• Material weakness: No
• Auditor: Watkins, Uiberall PLLC
• Auditor location: Memphis, TN
• Contact: C. Michelle Vincent
• Phone: 901-328-4814
• Signed by: Christie Michelle Vincent (President)

Document text (excerpt)

X-17A-5 0001146248 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N SECURITIES GROUP, LLC 6465 NORTH QUAIL HOLLOW ROAD SUITE 400 MEMPHIS TN 38120-1417 C. Michelle Vincent 901-328-4814 Watkins, Uiberall PLLC 1661 Aaron Brenner Dr., Ste. 300 Memphis TN 38120 Certified Public Accountant Christie Michelle Vincent SECURITIES GROUP, LLC 12-31-2019 Christie Michelle Vincent President Y

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Other filings by this registrant

• X-17A-5 — 2023-03-31
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• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-23
• X-17A-5 — 2016-02-22
• X-17A-5 — 2015-02-23
• X-17A-5 — 2014-02-21
• X-17A-5 — 2013-02-06
• X-17A-5 — 2012-02-14
• X-17A-5 — 2011-02-15

Original filing on SEC EDGAR (source of record)