THE SECURITIES GROUP, LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of THE SECURITIES GROUP, LLC's X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: THE SECURITIES GROUP, LLC
• Form: X-17A-5
• Filed: 2018-02-28
• Period: 2017-12-31
• Accession: 0001146248-18-000001
• CIK: 1146248
• File #: 8-53635
• Material weakness: No
• Auditor: WATKINS UIBERALL, PLLC
• Auditor location: MEMPHIS, TN
• Contact: CHRISTIE MICHELLE VINCENT
• Phone: 901-328-4814
• Signed by: CHRISTIE MICHELLE VINCENT (PRESIDENT)

Document text (excerpt)

X-17A-5 0001146248 XXXXXXXX 008-53635 LIVE true true false 01-01-2017 12-31-2017 Broker-dealer N THE SECURITIES GROUP, LLC 6465 NORTH QUAIL HOLLOW ROAD SUITE 400 MEMPHIS TN 38120-1417 CHRISTIE MICHELLE VINCENT 901-328-4814 WATKINS UIBERALL, PLLC 1661 AARON BRENNER DR. SUITE 300 MEMPHIS TN 38120 Certified Public Accountant CHRISTIE MICHELLE VINCENT THE SECURITIES GROUP, LLC 12-31-2017 CHRISTIE MICHELLE VINCENT PRESIDENT Y

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• X-17A-5 — 2017-02-23
• X-17A-5 — 2016-02-22
• X-17A-5 — 2015-02-23
• X-17A-5 — 2014-02-21
• X-17A-5 — 2013-02-06
• X-17A-5 — 2012-02-14
• X-17A-5 — 2011-02-15

Original filing on SEC EDGAR (source of record)