Full text of GORDIAN KNOT INC.'s X-17A-5 filed 2019-11-27 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SEPTEMBER 30, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OM8 APPROVAL | | |------------|--------------------------|--------------------------| | OMB Number | | 3235-0123 | | | Expires: August 31, 2020 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | SEC FILE NUMBER | | | 8 - 53706 | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 10/1/2018 | AND ENDING | 9/30/2019 | |-------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | (No. and Street) | | | | New York | | 10006 | | (State) | | (Zip Code) | | | | | | | | 917-547-3726 | | | | (Area Code -- Telephone No.) | | | | | | | | | | WithumSmith+Brown, PC | | | | | | | | New York | NY | 10018 | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | 39 Broadway, Suite 3300, Room #20<br>Accountant not resident in United States or any of its possessions | A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name -- if individual, state last, first, middle name )<br>FOR OFFICIAL USE ONLY | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) contained in this form are not required to respond unless the form displays a currently valid OMB control numbe…Read the full text as markdown