Full text of GORDIAN KNOT INC.'s X-17A-5 filed 2022-12-19 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** 0MB APPROVAL SECURITIES AND EXCHANGE COMMJSSlON Washington, D.C. 20549 0MB Number: 3235-0123 Expires: Oct. 31, 2023 1 Estimated average burden **ANNUAL REPORTS FORM X-17A-5 PART** III **FACING PAGE** hours per response: 12 - - - 1-- SEC FILE NUMER 8- 53706 lnforn111tion Required Pursuant to Rules 17a-5. 1711-12. and 1811-7 under the Securities E,ctrnnge .\ct of 1934 FILING FOR THE PERIOD BEGINNING **10/01 /21** \IWDD YY AND ENDING **9/30/22** ---------- 1\!M 'DD.YY **A. REGISTRANT IDENTIFICATION** NAME or: FIRM· Gordian Knot Inc. TYPC OF Rl-GISTRANT (check all applicable boxes) ~ Broker-deakr O 5ecurity-based swap dealer O Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDR[S~ OF PRINCIPAL PLACF Or BUSINESS: (Do not use a P.O. box no.) 42 Broadway, Suite 12-129 !"lo. and Strcc:t) New York NY !Ci1:) (Slah:l PFRSON TO CON1 ACT WITI I REGARD TO Tl IIS FILING 10004 (/ipCodc) Juliette Saisselin (917) 54 7-3726 Juliette.S@gordianknotinc.com (Name:) (Arca C'nd1. - Telephone: \iumoc:r\ (Lmail Address) **B. ACCOUNTANT IDENTIFICATION** INDC:PENDENT PUBLIC ACCOtfl\JTANI whose reports are contained 111 this filing\* WithumSmith+Brown, PC /Name - if ind1\·idual. slah: last lirst. anJ middle name) 1411 Broadway, 23rd Floor New York NY (Address/ (Cil) l (Slate) 10/08/2003 100 10018 (/.ip Code) (Dale of Rcgis1rat1011 ,\ith J>C \OB )(if applicable) (f'l \OR Rcg1slralion Number. ifapplicable) **FOR OFFTCI.\I l SF O'\U** • Cl:1i111s for c,c:111p1ion from lhc: rcquirc111cn1 that 1hc: annual reports oc: co\crc:d by the rCJ'(lrls of an inJc:pcndcnt puhlte ac:coun1an1 must he supported b}· a statcme11! of facts and circumstances rdic:d on as 1hc hnsis of the c,cmption. Sec 17 CHl 2-10. I 7u-5(c)C I)( ii). if applicublc f>er,om \I ho arc to rc\pond to ihc collcchcm of information cuntaincd in thi, form ar c not required to respond unles,s the form displays a current!) ,alitl O~IB control number. {1}------------------------------------------------ ## AFFIRMATION I, Juliette Saisselin . swear (or affirm) that. to the best of my knowledge and belief. the financial report pertaining to Gordian Knot Inc. ~ of 9/30/22 , is true and correct. 'I further sweur (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may he, has any proprietary interest in any account classified solely as that of a customer. ~~Q\_ Presid…Read the full text as markdown