Full text of GORDIAN KNOT INC.'s X-17A-5 filed 2020-11-30 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING **FIRM** SEPTEMBER 30, 2020 {1}------------------------------------------------ **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 | | 0MB APPROVAL | | | |---------------------------|--------------|---------------------------|--| | 0MB Number: | | 3235-0123 | | | Expires: October 31, 2023 | | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | | | | 8- | 53706 | | ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill ### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | 10/1/2019 | AND ENDrNG | __<br>________<br>9/30/2020 ; | | |----------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/00/YY | | | | | | | | | | | | | | | OFFICIAL USE ONLY | | | Gordian Knot Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. NO. | | | | | | | | (No. and Street) | | | | | New York | | 10004 | | | (State) | | (Zip Code) | | | | | | | | | | 917-547-3726 | | | | | (Area Code - Telephone No.) | | | | | | | | | | | | | | | | | | | | | | | New York | NY | 10018 | | | | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 42 Broadway, Suite 12-129<br>WithumSmith+Brown, PC<br>(City)<br>D Accow1tant not resident in United States or any of its possessions | -------------<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>lNDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name -- i[individual. state last. first. middle name )<br>(State)<br>FOR OFFICIAL USE ONL \' | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent pu…Read the full text as markdown