Full text of FDX CAPITAL LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **FDX CAPITAL LLC {SEC I.D. No. 8-065170}** FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULE FOR THE YEAR ENDED DECEMBER 31, 2018 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ UNITEDSf ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL OMBNumber: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per resoonse ...... 12.00 SEC FILE NUMBER S-65170 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACI G PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2018 | | -----------<br>AND ENDING 12/31/2018 | | | |--------------------------------------------------------------------------|------------------------------------------------------|--------------------------------------|--------------------------------|--| | MM/DDNY | | MMIDDN Y | | | | | A. REGISTRANT IDENTIFICATION | | | | | AME OF BROKER-DEALER: FOX Capital LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box<br>o.) | | | FIRM 1. 0 . NO. | | | 515 Madison Avenue, 24th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHO E NUMBER OF PERSO<br>Kevin R Greene, CEO | | TO CONTACT TN REGARD TO THTS REPORT | (646) 435-0024 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Morey, Nee, Buck & Oswald, LLC | | | | | | | (Name- if individual. state last.first. middle name) | | | | | 2571 Baglyos Circle Suite B20 Bethlehem | | PA | 18020 | | | (Address) | (City) | (S1a1e} | (Zip Code) | | | CHECK ONE: | | | | | | I/ I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5{e}(2)* > Potential persons who are to respond to the collection of information cont…Read the full text as markdown