Full text of FDX CAPITAL LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FOX CAPITAL LLC (SEC 1.0. No. 8-065170)** FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULE FOR THE YEAR ENDED DECEMBER 31, 2019 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND REVIEW REPORT REGARDING EXEMPTION PROVISIONS {1}------------------------------------------------ ## **UNITED ST ATES SECURITIES AND EXCHA GE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |--------------------------|---------------------------|--| | 0MB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | | hours per resoonse 12.00 | | SEC FILE NUMBER B-65170 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACI G PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | REPORT FOR THE PERIOD BEGrNNING 01/01<br>/2019<br>AND ENDrNG 12/31/2019 | | ----------- | | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-------------|------------------------------------|--| | | MM/ DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: FOX Capital LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | 515 Madison Avenue, 24th Floor | (No. and Street) | | | | | New York | NY | 10022 | | | | (City) | (State) | (Lip Code) | | | | | | | (Are.a Code - Telephone ·umber) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | (Name - if indil'idual. s1ate last. first, middle name) | | | | | 2571 Baglyos Circle, Suite 820 Bethlehem | | PA | 18020 | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Morey, Nee, Buck & Oswald, LLC<br>(Address) | (City) | (State} | (Zip Code) | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5{e){2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {2}------------------------------------------------ ## **OATH OR AFFIRMATION** | I, Kevin R Gree…Read the full text as markdown