Full text of FDX CAPITAL LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FDX CAPITAL LLC (SEC I.D. No. 8-065170)** FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 ANO REPORT OF I NDEPENOENT REGISTERED PUBLIC ACCOUNTING FIRM **PUBLIC** {1}------------------------------------------------ #### UNITED STATES SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C, 20549 **0MB APPROVAL** 0MB Number: 3235-0123 Expires: October 31, 2023 Estfmoted **average** burden hours per response .. ,.,. 12.00 # **ANNUAL AUDITED REPORT FORM X•17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | e-65170 | **FACING PAGE** **Information Required of B1·okers** and **Dealers Pursuant to Section** 17 of the **Securities Exchange Act** of **1934 and Rule 17a•5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01 /01 /20 | | AND ENDING 12/31 /20 | --------- | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------|----------------------|-------------------------------|--| | | MM/DD/YY | | -<br>MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: FDX Capital LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>515 Madison Avenue, 24th Floor | | | FIRM l.D. NO. | | | | | | | | | New York | New York | | 10022 | | | (Clty) | (Stat~) | | (Zlp Cod~) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Arca Cod~ -T~lcphone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Alvarez & Associa1es, Inc. Certified Public Accountants | | | | | | | (Nam~ - !( Individual, stMt Ian, J)M, 111fddle »am~) | | | | | 9221 Corbin Ave. Suite 165 | Northridge | CA | 91324 | | | (Addrcs~) | (City) | (Stale) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR omCIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement Ihat the annual repo1·t be covered* by *the opinion oj'an Independent public accountant must be supported by a stalement of/acts and circumstances relied an as the basis/or the exemption. See Section 240.* J *7a-5(e}(2)* SEC 1410 (11·05) Potentlal pereone who are to respond to the oollectlon of Information oonte…Read the full text as markdown