Full text of ARES WEALTH MANAGEMENT SOLUTIONS, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB Number: 3235-0123 Expires: Oct 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65199 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/0 <sup>1</sup> / 22 AND ENDING 12131122 ---------- ---------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION NAME** OF FIRM: ARES WEALTH MANAGEMENT SOLUTIONS, LLC TYPE OF REGISTRANT (check all applicable boxes): Iii Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 51817TH STREET, 12TH FLOOR DENVER (City) (No. and Street) co (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 80202 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE@-CW@ARES~ (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ERNST & YOUNG LLP 725 S FIGUEROA STREET (Address) 10/23/2003 (Name - if individual, state last, first, and middle name) LOS ANGELES (City) 42 CA (State) 90017 (Zip Code) **FOR OFFICIAL USE ONLY (PCAO0 Re,in,atio"** Nombe,, **;f appUca~•I** I <sup>~</sup>Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), it applicable. 0MB APPROVAL **Persons who c1re to respond to the collection of information contained in this form c1re not required to respond unless the form displays c1 currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR **AFFIRMATION** | I, CASEY GILLIAN | swear {or affirm) that, to the best of my knowledge and belief, the | |------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | | financial report pertaining to the firm of ARES WEAL TH MANAGEMENT SOLUTIONS, LLC<br>as of | | DECEMBER 31 | 2 022 , is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, di…Read the full text as markdown