Full text of ARES WEALTH MANAGEMENT SOLUTIONS, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules December 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17 A-5 | | PART Ill | SEC FILE NUMBER 8-65199 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101124 AND ENDING 12131124 ---------- ----------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: ARES WEAL TH MANAGEMENT SOLUTIONS, LLC TYPE OF REGISTRANT (check all applicable boxes): iii Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1200 17TH STREET, STE 2900 DENVER (City} (No. and Street} co (State} PERSON TO CONTACT WITH REGARD TO THIS FILING 80202 (Zip Code} MICHAEL T MARRONE 646-930-1906 MMARRONE-CW@ARESMC: (Name} (Area Code - Telephone Number} (Email Address} **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ERNST & YOUNG LLP 725 S FIGUEROA STREET (Address) 10/23/2003 (Name - if individual, state last, first, and middle name} LOS ANGELES (City} 42 CA (State} 90017 (Zip Code} T" of Registcatioo with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY (PO.OB Registcatioo Nombe,,** if **applicable);** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l}(ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, CASEY GALLIGAN | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------|--------------------------------------------------------------------------------------------| | | financial report perta…Read the full text as markdown