Full text of ARES WEALTH MANAGEMENT SOLUTIONS, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Nu mber: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5** # **PART** Ill SEC FILE NUMBER 8-65199 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101123 AND ENDING 12131123 ---------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM : ARES WEAL TH MANAGEMENT SOLUTIONS, LLC TYPE OF REGISTRANT (check all applicable boxes): **lil** Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 51817TH STREET, 12TH FLOOR DENVER (City) (No. and Street) co (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 80202 (Zip Code) MICHAEL T MARRONE 646-930-1906 MMARRONE-CW@ARESMG (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ERNST & YOUNG LLP 725 S FIGUEROA STREET (Address) 10/23/2003 (Name - if individual, state last, first, and middle name) LOS ANGELES (City) 42 CA (State) 90017 (Zip Code) **FOR OFFICIAL USE ONLY (PCAO B Reg;stcat,oo N, mb"· ,f appl;cable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, CASEY GALLIGAN swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of ARES WEAL **TH** MANAGEMENT SOLUTIONS, LLC as of DECEMBER 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. **MALLORY BRURUD NOTARY PUBLIC - STATE OF COLORADO NOTARY ID…Read the full text as markdown