Full text of THEMIS TRADING LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THEMIS TRADING LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 ## FILED PURSUANT TO RULE 17A-5(e)(3) OF THE SECURITIES ACT OF 1934 AS A PUBLIC DOCUMENT {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X~17A-5 PAR1!111** SEC FILE NUMBER 8-65260 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | AND ENDING 12/31/2020 | | |------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------| | | MM/DD/YY | | | | | | OFFICIAL USE ONLY | | ADDRESS_OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>FIRM I.D. NO. | | | | | | | | | | 07928 | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | (973) 665-9600<br>(Area Code - Telephone Number) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name) | | | NJ | 07039 | | (State) | (Zip Code) | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_P\_A\_U\_L\_S\_. ZA\_ J\_A\_C \_ \_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ , swear (or affirm) that, to the best of | are true and correct. I further swear ( or affirm) that<br>neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account<br>(Pr<br>~<br>.~<br>MANAGING MEMBER | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown