Full text of THEMIS TRADING LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## THEMIS TRADING LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 ### FILED PURSUANT TO RULE 17A-5(e)(3) OF THE SECURITIES ACT OF 1934 AS A PUBLIC DOCUMENT {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response : 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-65260 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>MM/DD/VY | AND ENDING | __<br>___<br>1_2_/3_1_/2_2<br>_<br>MM/DD/VY | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------------|------------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | __ T_H_E_M_IS_TRA__<br>NAME OF FIRM: | D_IN_G_. _LL_C | | ______________<br>_ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 10 TOWN SQUARE, SUITE# 100 | | | | | | | | (No. and Street) | | | | | | | | CHATHAM | NJ | | 07928 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | PAUL ZAJAC | (973) 665-9600 | | Pzajac@ThemisTrading.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | CliftonLarsonAllen LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | | | 293 EISENHOWER PARKWAY<br>(Address) | LIVINGSTON<br>(City) | NJ<br>(State) | 07039<br>(Zip Code) | | | | | 10/16/2003 | | 655 | | | | | | l"<br>of Reg;sn,Uoo wnh PCAOB )(ff appUcableJ | | | I<br>(PCAOB Reg;strat;oo N,mbe,, ;f applkableJ | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of fac…Read the full text as markdown