Full text of THEMIS TRADING LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THEMIS TRADING LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 # FILED PURSUANT TO RULE 17A-5(e)(3) OF THE SECURITIES ACT OF 1934 AS A PUBLIC DOCUMENT PUBLIC {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------------------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-65260 | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023<br>MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: THEMIS TRADING LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 10 TOWN SQUARE, SUITE #100 | | | | | | | | (No. and Street) | | | | | | CHATHAM | NJ | | 07928 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | PAUL ZAJAC | 973-665-9600 | PZAJAC@THEMISTRADING.COM | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>OHAB & COMPANY, P.A. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 100 EST SYBELIA AVENUE, SUITE #130 MAITLAND | | ட் | 32751 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 07/28/2004 | 1839 | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | * Claims for exemption from the requirement that the annual reports of an independent…Read the full text as markdown