MID-CONTINENT SECURITIES ADVISORS, LTD. X-17A-5/A (2019-03-18) — Broker-dealer annual report

Full text of MID-CONTINENT SECURITIES ADVISORS, LTD.'s X-17A-5/A filed 2019-03-18 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MID-CONTINENT SECURITIES ADVISORS, LTD.
• Form: X-17A-5/A
• Filed: 2019-03-18
• Period: 2018-12-31
• Accession: 0001171134-19-000003
• CIK: 1171134
• File #: 8-65298
• Material weakness: No
• Auditor: Bauer & Company, LLC
• Auditor location: Austin, TX
• Contact: Kristy Johnson
• Phone: 2813670380
• Signed by: William H. Van Pelt, IV (President, FINOP)

Document text (excerpt)

X-17A-5/A 0001171134 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N MID-CONTINENT SECURITIES ADVISORS, LTD. 1218 WEBSTER STREET HOUSTON TX 77002-8841 Kristy Johnson 2813670380 Bauer & Company, LLC 5910 Courtyard Drive #230 Austin TX 78731 Certified Public Accountant William H. Van Pelt, IV MID-CONTINENT SECURITIES ADVISORS, LTD. 12-31-2018 William H. Van Pelt, IV President, FINOP Y

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Original filing on SEC EDGAR (source of record)