Full text of MID-CONTINENT SECURITIES, LTD.'s X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-65298 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2024 MM/DD/YY AND ENDING\_12/31/2024 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Mid-Continent Securities, Ltd. TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1218 Webster Street | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-----------------| | Houston | IX | | 77,002 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William H Van Pelt, IV 713-289-6200 | | | bvp4@mccltd.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | M&K CPAS, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 24955 Interstate Hwy 45 Ste 400 The Woodlands | | TX | 77380 | | (Address) | (City) | (State) | (Zip Code) | | 07/18/2006 | | 27.38 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | ## FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | William H Van Pelt, IV | | , swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------|-------|--------------…Read the full text as markdown