Full text of RIDGEBACK SECURITIES, LTD's X-17A-5 filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| 8-65298 | | 01/01/2025 | | 12/31/2025 | | | |---------------------------------|---------------|------|-----------------|-------|--| | | | | | | | | | | | | | | | Ridgeback Securities, Ltd | | | | | | | ■ | | | | | | | | | | | | | | 1218 Webster Street | | | | | | | | | | | | | | Houston | TX | | 77002 | | | | | | | | | | | | | | | | | | William H Van Pelt IV | 713-289-6200 | | bvp4@mccltd.com | | | | | | | | | | | | | | | | | | M&K CPAs, PLLC | | | | | | | | | | | | | | 24955 Interstate Hwy 45 Ste 400 | The Woodlands | | TX | 77380 | | | 07/16/2006 | | 2738 | | | | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ William H Van Pelt IV Ridgeback Securities, Ltd 025 December 31 President, FINOP - ■ - - ■ - ■ - ■ - - ■ - ■ - - - - - - - ■ - - ■ - - ■ - ■ - - - - - - - {2}------------------------------------------------ # **RIDGEBACK SECURITIES, LTD.** # **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES** # **WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **DECEMBER 31, 2025** {3}------------------------------------------------ # RIDGEBACK SECURITIES, LTD. # TABLE OF CONTENTS | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM……………………………………1 | |------------------------------------------------------------------------------------------------------------------------------------------------| | FINANCIAL STATEMENTS | | Statement of Financial Condition…………………………………………………………………………….2 | | Statement of Operations……………………………………………………………………………………3 | | Statement of Changes in Partners' Capital…………………………………………………………………4 | | Statement of Cash Flows……………………………………………………………………………………5 | | Notes to the Financial Statements……………………………………………………………………………6 | | SUPPLEMENTAL SCHEDULES | | Computation of Net Capital and Aggregate Indebtedness Under Rule 15c3-1……………………………12 | | Computation for Determination of Reserve Requirements, PAB Requirements and<br>Control Requirements……………………………………………………………………………………….13 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON<br>MANAGEMENT'S EXEMPTION REPORT………………………………………………………………………14 | | MANGEMENT'S ASSERTION OF EXEMPTION…………………………………………………………………15 | | AGREED-UPON PROCEDURES REGARDING FORM SIPC-7…………………………………………….……16 | | SCHEDULE OF ASSESSMENT PAYMENT ON FORM SIPC-7 AS REQUIRED UNDER<br>RULE 17a-5(e)(4)(i) OF THE SECURITIES AND EXCHANGE COMMISSION………………………………17 | {4}--------…Read the full text as markdown