Full text of FPCG, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 ����������- SEC FILE NUMBER 8-65488 OMB APPROVAL ### ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 01/01 /2020<br>REPORT FOR THE PERIOD BEGINNING | 12/31 /2020<br>AND ENDING | | | | |------------------------------------------------|---------------------------|----------|--|--| | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF BROKER-DEALER: FPCG, LLC d/b/a FocusPoint Private Capital Group OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) ## 712 FIFTH AVENUE, 8TH FLOOR, SUITE 008A (No. and Street) NAME AND TELEPHONE NUMBER OF PER.SON TO CONTACT IN REGARD TO THIS REPORT Paul Szep 212-887-1207 (Area Code - Telephone Number) FIRM l.D. NO. INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* ### Citrin Cooperman & Company, LLC (Name - if individual, state last, firsr, middle name) | 290 w. Mt. Pleasant Avenue, Ste 3310 Livingston | | NJ | 07039 | |-------------------------------------------------|--------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | It/ I<br>Certified Public Accountant | | | | Public Accountant D Accountant not resident in United States or any of its possessions. ### FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement th al the annual report be covered by the op in ion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 10019 (Zip Code) B. ACCOUNTANT IDENTIFICATION  {1}------------------------------------------------ ### OATH OR AFFIRMATION , swear (or affirm) that, to the best of , my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of �������������������������������������������- FPCG, LLC d/b/a FocusPoint Private Capital Group ' as David Conro…Read the full text as markdown